Legal and Regulatory

Trumid Financial, the Trumid Financial logo and bracket design, TRUMIDLABS, the TRUMIDLABS logo, FVMP, EFLECTOR, MIDABLE, MID-ABLE, Autopilot, and PT Pricer are trademarks of Trumid Holdings, LLC. Fair Value Market Price (“FVMP”) and other Trumid pricing models are proprietary to Trumid Technologies, LLC. Trumid Financial, LLC and Trumid Technologies, LLC are wholly owned subsidiaries of Trumid Holdings, LLC (“the Company”). 


Trumid Financial, LLC is a Securities and Exchange Commission (SEC) registered broker dealer, a member of Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investor Protection Corporation (SIPC). Trumid Financial, LLC operates an Alternative Trading System (ATS) registered with the SEC.

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General Disclaimer

The views and opinions expressed are for informational and educational purposes only as of the time of the writing and may change at any time. The Company’s products may contain information sourced from, and proprietary to, Trumid Holdings, LLC or Trumid Technologies, LLC. The material may contain “forward-looking” information that is not purely historical in nature. All information has been obtained from sources believed to be reliable, but its accuracy is not guaranteed. There is no representation or warranty as to the current accuracy, reliability or completeness of, nor liability for, decisions based on such information and it should not be relied on as such.

Information presented does not constitute a trade confirmation or an offer or solicitation of an offer to buy/sell securities or any other products. Information presented is for institutional investor use only and is not intended for use by retail investors. Information or services offered may not be available or appropriate for use by all potential clients. There is no intention to offer products and services in countries or jurisdictions where such an offer would be unlawful under the relevant domestic law. 

Privacy Policy

Our firm protects the confidentiality and security of information that we collect about our customers. We will not share this nonpublic information about you with third parties, except for the specific purposes described below.

We limit the collection and use of information to the minimum we require to deliver our services to you. Such services include maintaining your accounts with us, processing transactions requested by you, and administering our business.

We get information directly from you when you apply for, access, and use financial products and services offered by us – whether in person, by telephone, or electronically. Our employees are required to protect the confidentiality of your information and to comply with our established policies. We maintain physical, electronic, and procedural safeguards to protect your information.

We may disclose any kind of your information when we believe it necessary for the conduct of our business, or where disclosure is required by law. Except in those limited situations, we will not make any disclosure of your information to other companies that may want to sell their products or services to you. Our Privacy Policy will apply even if you are no longer a customer of our firm.

GDPR (For Trumid’s EU / EEA clients)

Trumid Financial LLC (“Trumid”) Privacy Policy

This policy sets forth Trumid’s practice regarding the collection, use, and disclosure of personal data and the choices you have associated with such data (“Privacy Policy”). By utilizing Trumid’s services, you agree to the collection and use of information in accordance with this Privacy Policy.

A. Legal Basis under General Data Protection Regulation (GDPR)

For a citizen or resident of a member country of the European Union (EU) or the European Economic Area (EEA), the legal basis for collecting and using personal data described in this Privacy Policy depends on the personal data being collected and the specific context in which it is collected as described below:

Trumid may process your personal data because:

  • Trumid needs to perform a contract with you
  • you have given us permission to do so
  • the processing derives from Trumid’s legitimate interests while your applicable rights are not violated
  • Trumid must comply with applicable law

B. Disclosure of Data

Legal Requirements

Trumid may disclose your personal data in good faith belief and as permitted by law that such disclosure is necessary to:

  • comply with a legal obligation
  • protect and defend the rights or property of Trumid
  • protect against legal liability
  • comply with regulatory inquiry
  • comply with consumer reporting agency requests
  • allow our third-party service providers to assist us in rendering services to our clients. Such providers are required to comply with applicable privacy laws

C. Rights Under General Data Protection Regulation (GDPR)

If you are a citizen or resident of a member country of the European Union (EU) or the European Economic Area (EEA), you have certain data protection rights. Trumid aims to take reasonable steps to allow you to correct, amend, delete, or limit the use of your personal data. If you wish to be informed what personal data Trumid holds about you and if you want it to be removed from our systems, please contact us at In certain circumstances, you have the following data protection rights:

  • The right to access, update or to delete the information Trumid has pertaining to you. Whenever made possible, you can access, update or request deletion of your personal data directly within your account settings section. If you are unable to perform these actions yourself, please contact us to assist you.
  • The right of rectification. You have the right to have your information rectified if that information is inaccurate or incomplete.
  • The right to object. You have the right to object to our processing of your personal data.
  • The right of restriction. You have the right to request that Trumid restrict the processing of your personal information.
  • The right to data portability. You have the right to be provided with a copy of the information Trumid has pertaining to you in a structured, machine-readable and commonly used format.
  • The right to withdraw consent. You also have the right to withdraw your consent at any time where Trumid relied on your consent to process your personal information. Please note that Trumid may ask you to verify your identity before responding to such requests. You have the right to complain to a Data Protection Authority about our collection and use of your personal data. For more information, please contact your local data protection authority in EU or EEA.

D. Service Providers

Trumid may employ third-party companies and individuals to facilitate services and provide the services on our behalf. These service providers have access to your personal data only to perform these tasks on our behalf and are obligated not to disclose or use it for any other purpose. Trumid subscribes to Amazon Web Services (AWS) and Google Cloud Platform (GCP) to supply hosting services, information storage, backup, and other services offered by the cloud providers. Trumid also may use services such as Fivetran to transport data between its cloud providers. In addition to its own GDPR compliance procedures, Trumid operates under the protection and protocols of its providers and their GDPR-compliant services, policies, and procedures.

Last Update Date: June 26, 2024